About Broker Village
We Help Firms
Increase Profits and Limit the Potential for Liability
Broker Village is an analytics and consulting firm. We serve the
retail financial services industry. We create decision-making tools and
services for executives, financial advisors, and regulators. The tools analyze product pricing and practice
management issues. As better decisions are made, a firm’s profits may
rise and its potential for liability may fall.
are widely used by regulators. We power seven FINRA tools, including the standard-setting Fund Analyzer. Our
clients and regulators see the exact same results. Those results are
audited by CPAs, a CFA, and a securities lawyer. That’s high-level
Unique Optics Help Everyone Make Better Decisions
Consider our Trade and Compliance Analyzer. This risk
assessment tool models mutual fund and ETF trades in terms of account
value, cost, and advisor pay. No other tool is like it.
For any trade, know in advance if account value
is maximized, cost is minimized, and conflicts are eliminated. In an
arbitration, know in advance if the math supports your trade or if the
opposing claim has merit. It’s better to be in command of the math
than a victim of it.
This tool can satisfy
regulatory mandates, like those under SEC Regulation Best Interest. If
conflict of interest, reverse churning, or prohibited transaction issues
exist, you have the optics to see them and tools to fix them.
practice management tools, advisor productivity may rise. So will practice
value. Sales managers implore advisors to partner up, move to fees, or work
the back-of-a-book. The merits now can be quantified, making the advice
Fast and Easy to Implement
licensing our tools, we make your life easy. You go live in a few days. Run
them on your servers or ours. Tools are part of an overall package that includes
training, support, audits, and customized sales material.
consulting services, again, we make life easy. We help you analyze complex
issues and consider alternatives before you commit to action. Then we move
quickly and accurately.