What We Do and How
It Helps You
Broker Village is an
analytics and consulting firm. We serve the financial services industry in
two unique ways:
Create decision-making tools for executives, financial
advisors, and regulators.
Verify the accuracy of online tools, sales material, and
mutual fund prospectuses.
We help you evaluate product
pricing, trade suitability, and practice management issues. As better
decisions are made, your firm’s profits may rise and its potential
for liability may fall.
We Help You Evaluate Options and Validate Decisions
are widely used by regulators. We power seven FINRA tools, including the standard-setting Fund Analyzer. Our clients
and regulators see the exact same results, which are audited by CPAs, a
CFA, and a securities lawyer. That’s high-level compliance comfort!
Consider our Trade and Compliance Analyzer. For any mutual
fund or ETF trade, know in advance if account value
is maximized, cost is minimized, and conflicts are eliminated. In an
arbitration, know in advance if the math supports
your trade or if the opposing claim has merit. Better to be in command of
the math than a victim of it.
This risk assessment tool can help satisfy regulatory
mandates, like those under SEC Regulation Best Interest. If conflict of
interest, reverse churning, or prohibited transaction issues exist, you
have the optics to see them and tools to fix them.
With our practice
management tools, advisor productivity and practice value may rise. Sales
managers implore advisors to partner up, move to fees, or work the
back-of-a-book. The merits now can be quantified, making the advice more
Fast and Easy to Implement
licensing our tools, we make your life easy. You go live in a few days. Run
them on your servers or ours. Tools are part of an overall package that includes
training, support, audits, and customized sales material.
consulting services, we help you analyze complex issues and consider
alternatives before you commit to action. That saves time, money, and
lowers your risk.